Prospectus Services

Efficient, compliant prospectus management

Managing prospectus delivery can be a headache when balancing the needs of managing down costs and ensuring regulatory compliance. Mediant transforms the prospectus management and delivery process through our integrated platform, MIC, from print to digital.

Our comprehensive in-house print and mail system ensures timely and efficient prospectus delivery. Mediant offers end-to-end support for T+1 prospectus fulfillment, pre-sale delivery, as well as a solution for combining trade confirmations with summary prospectus documents to reduce costs and improve the client experience.

what We Deliver

the Mediant Difference

The most transparent platform in the industry for managing compliance, providing operations managers with a high-level view of overall statuses and deep drill-down capability.

Detailed delivery tracking, showing exactly how and when every trade was fulfilled. Includes proof-of-delivery tracking for all email and USPS domestic mail packages.

Customized, branded summary prospectus hosting site for the electronic delivery of prospectuses.

99.99% T+1 delivery fulfillment rate, allowing you to stay ahead of regulatory requirements.

MIC Investor Mailbox provides full oversight, allowing you to see prospectuses as soon as they are distributed via e-mail or print mail.

the Benefits

  • img More informed shareholder communications through the MIC platform
  • img Reduce costs and improve client experience by combining summary prospectuses and trade confirmations together into a single package
  • img Access to top-notch client service - Mediant’s expert staff provide local support and measurable results
  • img Complete compliance - documented business rules by security type, in addition to regulatory updates and alerts
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