Mediant Speaking at SIFMA CAS Global Corporate Actions Forum

On Thursday, October 5, Mediant’s Director of Operations, Jean Luther, will be speaking at the SIFMA CAS Global Corporate Actions Forum.

Event Overview

SIFMA’s Corporate Actions Section hosts the 14th annual Global Corporate Actions Forum in Boston this year. The event offers a chance to connect with fellow professionals and hear from industry leaders on managing risk and improving processes. This annual event provides valuable information on managing risk and improving processes. Topics covered include:

  • U.S. and Global Tax Regulations, focusing on 305C, 871(m), and Reclaim Updates
  • Global Market Practices: Blockchain and Impact on Corporate Actions
  • DOL Fiduciary Rule: Regulatory Update
  • Regulatory Perspective with FINRA, NYSE and NASDAQ
  • Transfer Agents, Brokers, and DTCC: Issues and Synergies
  • Break-out Sessions on Industry Challenges and Best Practices
  • Proxy and Corporate Actions Shareholder Communications Update

Agenda

8:00AM – 9:00AM: Registration and Continental Breakfast
9:00AM – 9:10AM: President’s Opening Remarks
9:10AM – 10:00AM: Regulatory Perspective With FINRA, NYSE, and NASDAQ
10:00AM – 10:45AM: Transfer Agents, Brokers, and DTCC – Issues and Synergies
10:45AM – 11:00AM: Networking Break
11:00AM – 12:30PM: Breakout Sessions: Industry Challenges and Best Practices
12:30PM – 1:30PM: Networking Luncheon
1:30PM – 2:00PM: DOL Fiduciary Rule – Regulatory Update
2:00PM – 3:00PM: Global Market Practices – Blockchain
3:00PM – 3:15PM: Networking Break
3:15PM – 4:00PM: Global Tax Regulations
4:00PM – 4:15PM: DTCC CA Transformation Update
4:15PM – 4:45PM: Proxy and Corporate Actions Shareholder Communications Update, featuring Jean Luther
Shareholder actions and proxy topics continue to be a top discussion in the industry. Panelists will address the latest industry issues and challenges, including regulatory focus on the capital formation proposals and other topics of interest to our membership and the industry.
4:45PM – 5:15PM: Bankruptcy Processing
5:15PM – 5:20PM: Closing Remarks
5:20PM – 6:15PM: Networking Reception